Practical AML guidance and step-by-step instructions for using ComplySwiss.
New to AML or ComplySwiss? Begin with Chapter 1 for the workflow and user roles, then use Chapter 2 for customer onboarding.
Guide updated · 13.10.2026 · Availability and permissions depend on your account
Learning paths are recommendations. They grant no permissions or access to customer files. SRO staff see the information disclosed for their assigned work.
Paid AML workspace → first customer → screening and evidence → daily tasks
Financial intermediaryMandate connection → disclosed dossier → documented review history
AML specialist unitAppointment and confirmation → separate disciplinary rights → independent review
SRO ManagerAccess link → checklist and documents → submission → questions → accept invitation
ApplicantLearn the AML workflow and what each ComplySwiss user role can and cannot do.
Run screening, review possible matches and document analyst conclusions.
Record and screen beneficial owners and control persons.
Capture declarations, upload evidence and manage the evidence lifecycle.
Complete scheduled reviews, re-risk customers and refresh screening.
Log transactions, understand monitoring rules and use backtesting.
Investigate alerts, open cases, document findings and complete approvals.
Prepare customer and firm evidence packages for audit preparation.
A step-by-step guide for both sides: request or invite, approve, disconnect, and reconnect an eligible mandate.
Use API keys, customer and transaction endpoints, alerts, and signed webhooks to connect authorized systems to your ComplySwiss organization.
Review country exposure, prepare Swiss declaration forms and document MROS/goAML reporting responsibly.
Illustrated step-by-step guide: capture, video calls, saving, PDF/video downloads and 24-hour deadlines.
Illustrated AI guide: access, preview, masking, sources, PDF comparison and reviewed notes.
Before starting, check your own account, organisation and required role or assignment. Use fictional data for exercises. The free SRO member portal and the paid AML workspace are separate offerings.
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